Chap. 01: Policy Analysis (2002)
Chap. 02: Models of Politics (2000)
Chap. 03 [14]: Policymaking Process (2000)
Chap. 04: Criminal Justice (2000)
Chap. 05: Health and Welfare (2000)
Chap. 06: Education (2000)
Chap. 07 [09]: Economic Policy (2000, 2002)
Chap. 08 [10]: Tax Policy (2000 -- two versions)
Chap. 09 [11]: International Trade and Immigration (2000)
Chap. 10 [07]: Environmental Policy (2000)
Chap. 11 [03]: Civil Rights: Elite and Mass Interaction (2000)
Chap. 12 [13]: American Federalism
Chap. 13 [08]: Defense Policy (2002)
Chap. 14 [new]:Homeland Security: Terrorism NEW, 2005, 11e.
Chap. 15 [14]: Policy Evaluation (2002, 2000)
Policy-public policy is whatever government chooses to do or not to do/ a projected program of goals, values and practices.
-today people expect government to do a great many things for thempolicy analysis involves
-understanding the causes and consequences of policy decisions improves our knowledge of society
-policy studies helps us learn about the linkage between social and economic conditions in society
-policy studies incorporate the ideas and methods of economics, sociology, anthropology, psycology, history, law and public
administration
-public policy can be studied for political purposes to ensure that the nation adopts the "right" policies to achieve the "right" goals
-policy analysis is finding out what governments do, why they do it and what difference, if any it makes
-learning about the consequences of public policy is often referred to as policy evaluation
1. a concern with explanation rather than presumptionfindings of general relevance.
2. a rigorous search of the causes and consequences of public policy
3. an effort to develop test general propositions about the causes and consequences of public policy and to accumulate reliable
-questionable that policy analysis can ever "solve" America's problems
-policy analysis cannot offer solutions to problems when there is no general agreement on what the problems are
-it cannot solve value conflicts
-policy analysis is one activity for which there can be no fixed programs
1. Models of Politics - used to simplify, identify certain aspects, understand and explain policies
A. Institutional Model
"Civil Rights policy is a response
of a national elite to conditions affecting a minority of Americans rather
than a response of
national to majority sentiments."
Mass Opinion Differences
Most whites believe
that there is little discrimination toward blacks
Blacks believe that
they are not treated equally in employment, housing, etc.
White majority opinion
only changed after civil rights policy has been implemented
Poor, uneducated
whites posses the least favorable attitudes toward blacks
Well educated, successful
whites are more concerned with discrimination and more eager to socialize
with blacks
A majority of whites
believe we have enough regulations against discrimination
Civil Rights policy
reflects the views of Congress, the president and the Supreme Court
exp.: 14th Amendment
exp.: Civil Rights Act of 1875, passed by Congress but declared unconstitutional
in 1883
Mass Resistance to Desegregation
The branches of government
get involved to enforce civil rights policy
exp.: Civil Rights Act of 1964 - COngress threatens segregated school,
with loss of federal financial assistance
exp.: 1957 - President Eisenhower uses military force to integrate Little
Rock's Central High School
Busing
Suppose to end racial
isolation in public schools
Mass reaction -
white children sent to private school, by parents
End result - schools
end up more segregated than before
Civil Rights Movement
Supported equality
of opportunity
Ability to be able to develop one's talents and abilities
Affirmative Action
Supports equality
of results
Sharing of incomes, jobs and material rewards, regardless of someone's
economic position
Not supported by the white mass
Supreme Court Cases
States vs Paradise (1987)
50% black quota system for promotions in the Alabama Dept. of Public Safety
upheld
Purpose to correct past discrimination
Richmond vs Crosen (1989)
Questioned affirmative action
Minority set aside program in Virginia violated the Equal Protection Clause
of the 14th Amendment
Feminist
1880's feminism centered
on the protection of women in families
Early 20th century
feminism concentrated on women's suffrage
1970's feminism
focused on the ERA to the Constitution
Failed - was not ratified by 38 states
Civil Rights Laws
Title VII of the
Civil Rights Act of 1964 - prevents racial and sexual discrimination in
hiring and promotions
Federal Equal Credit
Opportunity Act Amendment of 1974 - prohibits sex discrimination in credit
transactions
Title IX of the
Education Act Amendment of 1972 - bars discrimination in admissions, housing,
rules, financial aid,
pay and staff recruitment
Three main propositions:
-Crime fighting strategy is deterrence:
to make cost of committing crime greater than benefits
- Strategy focuses on:
1. certainty- crime= costly punishment- Argues that American justice is not a deterrent - lacks swiftness, certainty and severity.
2. swiftness- justice must be swift
3. severity- it has to be harsh- Author argues that crime is down and that it can be attributed to, crackdowns, community policing and longer prison sentences.
[BUT Steven Leavitt's "Freakonomics" thesis: teen street crime declined in 1990s partly owing to abortions among poor single women in 1980s.]
- Makes point that juvenile crime is on the rise and attributes it to their lax punishment. He feels as though in the juvenile sector there is an absence of deterrence
1. Social Heterogeneity- Dye makes the point that crime ends up paying off in the criminals' eyes.
2. Socialization and Control
3. Irrational Crime
4. Innate Aggression
5. Deterrence vs. Liberty
[Liberal and conservative critics of anti-poverty programs argue over estimates of poor.] [Latent poverty: those 20% who would be poor without govt benefits.] [Feminization of poverty: 2/3 of poor are in single-mom families -- half of those live in poverty. Especially common in black and hispanic communities.] [Poverty based on income, not wealth, so elderly poor may have assets.]
[Human capital theory: poor have low productivity] [Inadequate demand, economic stagnation -- implies solution is growth.] [Discrimination: blacks earn less than whites at same educational level.] [Culture of poverty, present oriented]
deinstitutionalization decriminalization of vagrancy and addiction failure of community care.]
access issue prescription drug coverage issue nursing home care issue cost inflation defensive medicine. managed care patients' rights
A) Resolve racial conflicts and build an integrated societyII. Battling Over the Basics
B) Inspire patriotism and good citizenship
C) Provide Values
D) Various forms of recreation and entertainment
E) Reduce conflict
F) Basically everything except educate
A. Citizen groups that have an interest in educationIII. Educational Groups1. ParentsB. Public Strongly Support:
2. Taxpayers
3. Employers1. The 3 "‘r’s"C. SAT scores
a. Reading
b. Writing
c. Arithmetic
2. Enforcing minimum standards with testing
3. Testing teachers for mastery of basic skills1. SAT scores where declining due to more students taking the testD. Global Comparison
2. College Board recentered scores in 1996 to boost scores
3. Now more than 500 students a year make a perfect 16001. Performance of 500,000 U.S. 13 year olds tested compared with 42 nations was 28 in math and 17 in science.E. Nation at Risk
2. The top nations had a cultural value for education and is valued in the family1. 1983 report by National Commission on Excellence in Education (A Nation at Risk) recommended a back to the basics reformF. Testinga. Minimum high school curriculum of 4 years of English, 3 yrs of math, 3 yrs of social science, and ½ year of computer scienceb. 4-6 yrs of foreign language beginning in elementary school
c. standardized testing for achievement
d. more homework, a 7 hr school day, and a 200-220 day school year
e. reliable grades and standardized tests for promotion and graduation
f. "performance based" salaries for teachers1. Minimum Competence Testing (MCT)a. test used for the need of remedial education or requirement for promotion or graduationG. Teacher Testing
b. about ½ the states require these test and are usually on 8th or 9th grade lv
c. Educators fear this will start teaching to the test education
d. some charge the test are racially biased1. NEA opposes all teacher testing, but the AFT willing to accept competency testing only for new teachers
A. Citizens vs. Professionals1. Citizens are often pitted against professional educators about education policy
A. Public UniversitiesVIII. Groups in higher education1. 3/4 of college students go to public colleges or universitiesB. Federal Aid1. State government carries the major burden of higher educationC. Student Assistance
2. Fed government directly assists many college students through grants and loans1. Pell GrantsD. Research money is given to large Universities for scientific research
2. Stafford Loans
3. Perkins Loan
4. Work Study
5. Most financial aid is given to middle class students
A. Separation of church and state comes from first amendment
B. Does not prohibit adoption of programs that help all children
C. Prayer is unconstitutional in almost all ways
Incrementalism in fiscal and monetary policy
Fiscal policies- decisions about taxing, spending,
and deficit levels, determined
mostly by the President and the Office aof
Budget and Management
Monetary Policies- decisions concerning money
supply and interest rates ,
determined by the Federal Reserve
Fiscal and Monetary policies are made incrementally,
meaning that modest
changes are made, and according to what was
policy was used the preceeding year.
Incrementalism
-Incrementalism provides
very good short term predictions of government policies
-Policy makers do not
have the time , energy or information ro review budgets every year
Economic Theories as Policy Guides
Classical Theory -
-market economy that self adjusts
-maximum productive, and stable if govt. leaves it alone
-If there are more workers than there is demand, then wages will fall.
But, businesses will want
more workers at lower wages - thus employment is ended.
-If demand falls, business inventories will rise and prices will be reduced
to sell, until demand
picks up again
Keynesian Theory-
-Great Depression of the 1930's challenged popular confidence in classical
economics
-economic stability is a product of fluctuations in demand
both unemployment and lower wages reduced the demands
-only govt. can take necessary steps to expand demand by spending more
and lowering taxes
-to counter inflationary and recesionary trends, the govt. would take opposite
steps
Supply-Side Economics
-attention to long term economic growth is more important than short-term
manipulation of demand
-economic growth increases overall supply of goods and services and thereby
holds down prices
-standards of living are improved with the availability of more goods and
services at stable prices
-free market is better equipped to bring about lower prices and more supplies
-govt. is the problem
-high taxes penalize hard work, creativity, investment, and savings
-govt. regulations should be minimized to increase and supply rather than
demand and consumption
Monetary Economics
-assumes that the suply of money in the economy heavily influences supply,
demand, and prices
(general performance of the economy)
-Therefore, the govt., or primarily the Federal Reserve controls them money
in inflationary and
recessionary times
Federal Reserve
-most independent of all executive agencies
-expand or contract the money supply through its oversight of the operation
of banks in
in the Federal Reserve system
-No members ever removed
The Performance of the American Economy
Gross Domestic Product
-nations total production of goods and services for a single year valued
in terms of market prices
-sum of all the goods and services that people purchase
-measures the performance of the economy
The unemployment rate is the percentage of
the civilian labor force who are
looking for work or waiting to return to
or begin a job
Inflation erodes the value of the dollar because higher prices purchase fewer goods and services
Fragmentation in Budget Making - the OMB and the Congressional Budget Office are supposed to bring together requests and fit them into the whole.....the segmentation helps to secure political aggreement on the budget as well as reduce the burden of red tape in the process
Entitlements
-are determined by past policies of Congress and represent commitments
in future federal budgets
-provide classes of people with legally enforceable rights to benefits
-account for over half of govt. spending
Budgetary Process
-The
President, through the Office of OMB has the key responsibilty for formulating
the budget
-The
OMB sends out ceilings and floors to agencies, in which they take requests
-After
budgets are compiled, are sent to the Capitol, where reviewed by the Congressional
Budget
office, and house and Senate committees
-Congressional
approval is divided into thirteen seperate appropriations bills, covering
broad
categories of spending
Appropriations acts provide money for spending.
Line item veto
IN order to avoid shutdowns, Congress grants
"continuing resolutions",
authorizing agencies to keep spending money
for a specified period of time
-economic policy is exercised through
fiscal policies: decisions about taxation, spending and deficit levels
monetary policies: money supply and interest rates
-decided by federal spending levels
-fiscal and monetary policies have small changes at existing levels
-goals of economic policy
growth in economic output and standards of living, full and productive
employment of the nations work force and stable prices with low inflation
-this type of policy making is an example of incrementalism because it uses last years spending to decide present years budgeting
-Theories used in this type of policy making:
macroeconomics: tries to explain economic cycles and to prescribe
governmental policies to counter inflation and recession
classical: view market economy as self adjusting mechanism
Keynesian: economic stability product of fluctuations in demands, written into employment act of 1946-promotes "maximum employment production and purchasing power"
- Reagan used Supply side economics - long term growth is more important than short term demand- free market is better equip than government to bring lower prices and supply and demand
- Clinton used Enterprise Economics- government is responsible to stimulate growth- and invest in
- Monetarist Economics- stability can
be achieved only by holding rate of money and economic growth at the same
pace
-govn’t spending has grown because of "Uncontrollable benefits" ex:
- Social Security is the largest item
in the budget while Medicare and
Medicaid are the fastest growing
-Burden of Debt ( p. 229) goven’t spends more than it recieves in revenues and this drives up the debt..things that cause this:
- Formal Budgetary Process & Spending
Agencies p.234
OMB in the executive office- has key responsibility for budget preparation (president has no formal powers over taxing and spending
house and Senate budget committees- they established the CBO to review presidential budget after submission to congress
Appropriations Act- provides money for spending, nothing can be spent w/o it
Appropriations Committees- used for specific appropriations in both houses
(more in the house than the senate)
Revenue Act-House committee on ways and means and the senate finance
committee work mostly with taxation
Presidential Veto
Continuing Resolutions and "Shutdowns"- any govn’t agency that does not pass an appropriations act may not take money from the treasury and is obligated to shut down continuing resolutions allows a way around this
Introduction
-there is no better illustration of the influence of interest groups in policymaking than nat’al tax policy
-tax laws treat different types of income differently
-unfairness, complexity, & inefficiency of tax laws can be attributed to interest groups
-Tax Reform Act 1986, IGs suffer defeat
Federal Tax System
-total revenues from taxes and fees consistently fail to match total spending by the gov
Individual Income Taxes
- today taxpayers pay more in Social Security taxes than income taxes
Excise and Custom Duties
- progressive tax--high income pay higher percentage of incomes in taxes
- proportionality/flat tax--all income groups pay same rate
- universality--all types of income subject to same rates
Economic Growth
- argues that if taxes were reduced, might increase gov revenue bec/ encourage growth
-Economic Recovery Tax Cut Act of 1981
- Tax Reform Act of 1986--reduction in tax rates in place of tax breaks
-many opponents--industry, real estate, multinational corps, oil & gas, labor unions...
Compromising with Special Interest
-key to overcoming opposition of special interests was to offer a tax rate low enough that most people would be willing to give up deductions and preferences
-bipartisan effort against special interests
Clinton,Deficits, and Taxes
- Clinton win on promise to revive econ
- Clinton propose raising taxes on affluent, elderly, corps, &energy
- Clinton and Reps agree to middle class tax cut in 1997
Tax Reform and the Flat Tax
-National sales tax-- replace federal income tax and get rid of IRS; penalize consumption not production
-IRS--"Simplifying tax laws would not only reduce cost of paying taxes but reassure taxpayer that system is fair..It would reduce the power of the IRS... taxpayers bill of rights might strengthen safeguards against arbitrary actions of IRS
Chapter 8 [10]: Tax Policy
Chad Hobbs, 2000
- 1/4 of the world’s total output is sold
in a country other that where is it was made
- US exports 11%--aircraft, computers,--
and imports 12%--automobiles
- Comparative Advantage--what each
nation produces best & shift toward making that
- US corps want lower trade barriers around
the world--lower US tariffs
- GATT--General Agreement on Tariffs
and Trade--regulate international trade
- WTO--World Trade Organization--adjudicate
trade disputes among nations
- IMF--International Monetary Fund--facilitate
trade by lending
- World Bank--long term loans
- NAFTA--eventual removal of all tariffs
between US, Can, and Mex
- Dumping--sale of foreign goods in US markets
at prices lower than charged in home--Japanese automobiles
- foreign trade lower US wages
- US corps want immigration for cheap labor
- Immigration Act of 1921--max # immigrants
accepted each year
- Immigration and Reform Act of 1986/ Simpson-Mazzoli
Act---regulate employers hiring immigrants
- aliens have no Constitutional right to
come to US, but once here that have right to due process and equal protection
- US Supreme Court mandate that state and
local gov’t can’t exclude immigrants from benefits
- Proposition 187
I. How Policies Are Made:
A. creating an issue, dramatizing it, calling
attention to it, and pressuring government to
do something about it are important political
tactics, they are tactics of agenda setting.
B. "nondecision making: occurs when influential
individuals or groups or the political
system itself operates in society.
B. media power:
2. sets the agenda of public discussion
3. Concentrated with a small number of people.
4. Not much diversity in news reporting
2. provide cues to audience on the importance of an issue, personality, or event
3. "Media event" arranged primarily to attract coverage and thus attention
2. influencing attitudes and values toward policy issues.
3. Changing behavior of voters and decision makers
4. Power of tv lies in setting the agenda for decision making
A. policy formulation is the development of
policy alternatives dealing with problems on
the public agenda.
B. The White House: President and the executive
branch are expected to be policy
initiators and Congress the arbitrators
C. Interest groups: formulate their own policy
or do so in association with Congress
members
D. Legislative Staffs: reflect the general
view of their bosses, they research issues,
schedule legislative hearings, line up expert
to testify and write and rewrite bills
E. Think Tanks: policy planning orgs are central
in coordinating points in policymaking;
they bring together corporate and financial
institutions, mass media, government officials, and intellectuals to reach
a consensus on what action should take place.
B. the open, public, stage of policymaking
C. conclude it is a process of bargaining, competition, persuasion and compromise
D. decisions of the policymakers center around means rather than ends of policy
A. makes relatively little difference in the major direction of public policy whether Dem
or Rep dominate the political scene
B. Implementation and Policy making: all the activities designed to carry our the policies
2. much of the actual policymaking occurs within these orgs
E. Bureaucratic Discretion and Policymaking: most bureaucracy is performing routine tasks but they decide how to apply these tasks.
F. Policy Bias of Bureaucrats: personal beliefs inspire bureaucrats to expand powers, functions, and budgets of their agencies
B. Impressionistic: come from interest groups complaints, legislative hearings, media stories, and citizens complaints - stimulate reform
-each nation must have its own defense policy:
assess threats
develop strategies
appropriate forces/budget
CONFRONTING NUCLEAR THREATS
-Deterrence: maintains nuclear peace, emphasizes
2nd strike capability, psychological defense,
fear of retaliation
-Strategic Weapons: TRIAD defense (ICBMs
(Minuteman), sub-based missles (Trident
missles), manned bombers (B-52 bombers)
-"second strike capability"
ARMS CONTROL GAMES
SALT I- (strategic arms limitation talks),
1972 between US and USSR, 1st effort to limit
nuclear weapons and ABS (anti-ballistic missle
systems)
SALT II- (1979), "over-all limit" on nuclear
launch vehicles(bombers and missiles, but subs
untouched)
START- (strategic arms reduction talks),
reductions in nuclear weapons, equality, verification
with long- and short-term notice
START I- (1991), agreement on long-range
missiles
START II- eleminates 1st-strike nuclear attack
by beginning to reduce amount and only have
reactionary nuclear defenses
POST COLD WAR NUCLEAR
DETERENCES/DEFENSES
-minimal deterence- dismantling of all old
weapons
-non deterrable threats- terrorists, rougue
generals/unauthorized launches, accidental launches
-spread of mass terror weapons- Iran, Iraq,
Libya
-Ballistic Missile Defense(aka Star Wars)-
weapons in space to be used as defense (i.e.,
lasers/missiles to shoot down incoming missiles/bombers)
NATO AND EUROPEAN SECURITY
-NATO- (north atlantic treaty organization),
U.S. and allies, opposed by Warsaw Pact (USSR
and other communist allies)
-collapse of eastern communism- reduced threat
on western europe and U.S
-Germany Reunited-balances power in Europe
-USSR crumbles- Soviet Union collapses, Warsaw
pact folds
REGIONAL THREATS
-Middle East- (Iran, Iraq, Libya, Syria)
-Asia- (Tawain, North Korea)
TERRORISM
-punish terrorists and terrorist-sponsered
nations
-dissuade other nations from using or supporting
terrorists
WHEN TO USE MILITARY FORCE
-protect interests- (support of vital national
interests with defined objectives
-sufficient strength to fight/win war
-have support of US people
-last resort
DETERMINING FORCE FACTORS
-should be threat driven (respond to threats)
-"1&1/2 war readiness"- should be able/ready
to fight and win one major war and still have
enough reserves to fight a smaller battle
-investments help defend and deter
Deterrence assumes rational enemies unwilling to suffer destruction 9/11/01 attacks directed against civilians Terrorism attacks noncombatants to gain publicity, impose fear. Democratic leaders are especially vulnerable and must sacrifice some liberties Global terrorism has increased and become more destructive, supported by states.
Political support for US administration soared in short term Airlines lost custom, Security provided by new TSA. USA PATRIOT Act: surveillance unleashed; property seizures; detention without trial; aliens reporting; crime to harbor terrorists; enemy combatants not POWs. US Supreme Court (2000): detainees entitled to judicial hearing.
Oct 2001 EO: Tom Ridge coordinator of Office of Homeland Security. 2002: new Dept created from: Customs; INS; Border Patrol; TSA; Coast Guard; Secret Service; & FEMA. Security Advisory System scale from low threat to severe, with required security responses. Difficult to integrate 200,000 workers from 22 agencies. FBI, CIA and DOD remain outside, merely coordinated.
Must collect, analyze and disseminate intelligence to consumer agencies. Independent agency: CIA Agencies within DOD: DIA, NSA, NRO, NIMA, 4 armed services agencies. Agencies within other depts: State, Energy, Treasury, FBI, Homeland Security. Director of Central Intelligence. Prepares PDB and NIE reports. Supervises CIA including covert ops but these consist mostly of economic aid and military training. Does not supervise other agencies. Integrating Foreign and Domestic Intelligence 1947 NS Act banned CIA domestic activities, had only to give info to FBI for enforcement. Patriot Act permits both agencies separately to conduct domestic surveillance. FBI has put top priority on counter-terrorism, but prevention may conflict with traditional law enforcement processes and with civil liberties.
War against terrorism will be a long one. Historic wartime measures have infringed on civil liberties Civil war suspension of habeas corpus WW1 Espionage Act and imprisonment of Eugene Debs WW2 Japanese internment Costs to liberty: surveillance, seizures, detentions, military tribunals, DARPA's data mine.
-Policy evaluation is learning about the consequences of public policy
-Policy evaluation research is the objective, systematic, empirical examination of the effects of policy goals.
Impact of policy is measured through:
-Everything pertaining to policy has to be
measured both symbolically and tangibly.
- Politics used to be: Who gets what, when
and how
- Politics has become: who feels what, when
and how
- some believe that experimenting with policy
idea is best to do before implementing, but this
beings about some serious questions:
1. Policy evaluation: learning about the consequences
of public policy
2. impact of policy
1. target group
situation
2. non target groups
3. future as well
as immediate conditions
4. direct cost in
terms of money and resources devoted to the program
5. indirect cost,
societal
3. policy impact is not the same as policy
output: impact is concerned with all
variables, output is concerned with monetary
and target group production
4. an assortment of long term and short term
goals for a program must be
established in order to keep a program on
schedule
5. often people rate the effectiveness on
the government by programs
implemented but not on the actual on the
enforcement of the program
6. public policy has transformed from who
gets what, when and how to a focus
on image
7. television has had an impact on public
policy by transforming it in to a focus
on appearance to the public
8. because of the transformation and wide
coverage of public policy , there has
been a rejuvenation of national pride and
support of the American people to the
government
example: Civil Rights
Act 1968
9. Types of public policy reviews:
1. Hearings and
reports: public policy administrators are asked to report to
the chief executives on the effectiveness
of their program, often they over
exaggerate the progress and under exaggerate
the cost
2. site visits:
administrators observe the sites of the programs and rate
their management as well as their compliance
with guidelines
3. program measure:
covers program outputs
4. comparison of
professional standards: compares various programs against
each other to determine their effectiveness
in out puts
5. systematic program
evaluation: done with measuring the effect if the
program was not established
6. before and after
comparison: measures the atmosphere of the target
group before the program is establishes and
the difference after the program is
installed
7. projected trend
line versus post program comparison: takes a period of
time and measures hoe the target group is
doing and compares that with the
same amount of time with the program installed,
this is effective because it
measures all variables, including the environment
change in that time period and
it considers the effect on the target group
as well as the non target groups