23: James Madison, "Federalist 51"
(Julie Stanton, 2002)
- Each department has a will of it's own and
it should be constituted that the members of the dept.'s should have little
say so in the appointment of the members of the other dept.'s.
- First enable the government to control
the governed. Second make sure the gov't controls itself.
-Two considerations applicable to the federal
system of U.S. :
1. In a single republic,
power of the citizens is surrendered to the administration of a single
gov't. In America, the power of gov't is divided according to what
issues each division will deal with. The gov't controls the people
and the divisions of gov't control each other.
2. The society must be
guarded against the oppression of dominating rulers. However, a large society
is naturally going to have different interests. The gov't cannot
ignore needs of one group while meeting the needs of another. This
is a complex situation with no sure solutions.
|
24: Miller & Stokes, "Constituency
Influence in Congress"
By Jon Lyons, Fall 2007
-Constituency control opposite to the conception
of representation associated with Edmund Burke. Burke desired representatives
to serve the constituency’s interest but not its will
-The people of the responsible two-party
system are conceived in terms of a national constituency as opposed to
a local constituency. Candidates appeal to the electorate in terms
of a national party program and leadership.
-Many Congressman keep their tenure of office
secure with district benefits and federal projects, not with reacting to
and acting on public opinion of their constituency.
-Congressman may try and understand policy
preferences of constituents by responding to issues in terms of fairly
broad evaluative dimensions. While specialized committees and executive
agencies closely examine criteria that is specific to policies at hand,
when proposals come before the House they are judged on more general evaluative
dimensions
-Advocates of popular sovereignty regard
the citizen as a kibitzer who looks over the shoulder of their legislator.
-While kibitzer and legislator may disagree
over some policy, they are thought to understand what the alternatives
are.
-Most Americans, though, are nearly totally
uninformed about legislative issues in Washington.
-At best, the average citizen may have some
general ideas about how the country should be run, which he or she is able
to use when responding to surveys.
-Constituency can control the policy actions
of the Representative in two alternative ways:
-One, the district chooses a Representative
that so share their views that in following his own convictions he does
his constituents will.
-The second involves the Representative’s
following constituency attitude in order to win re-election.
24: Miller & Stokes, "Constituency
Influence in Congress"
by Jesseca Holcomb, Fall 2007
• Founding fathers wanted constituency influence
over Congress.
• Representatives serve in the constituency’s
will instead of just the interests. This idea is contrary to Edmund Burke.
• Representations have strayed away from
the doctrine of a two-party system
• The representatives, in some cases, sacrifice
or skew their own agenda to fit constituency’s will to which they feel
a duty for either gender issue or racial.
• Problem: issues, and views, and politics
are always changing
In the Civil Right Period
Trustee/ Burkean (Foreign Affair)
• Looking after the interest of the people
• Virtual representation
• May not vote the way the people want
Delegate/ Instructed (Civil Rights)
• Constituency tell the representatives the
way they want them to vote
Responsible Party Model (Social Welfare)
• People vote for the party
• Members of the party influence representation
and make them vote in interest of the people
• Vote as the party orders you to
|
Nivola #25: David R. Mayhew, "Divided
We Govern"
By Jon Lyons, Fall 2007
-Mayhew begins by stating he believes united
versus divided control has probably not made a difference during the postwar
era (reference to WWII)
-Mayhew argues at the national level
political parties are more like policy factions than governing instruments
-Mayhew poses a series of questions
speculating about whether or not there is a significant difference in unified
(UNI) and divided (DIV) party control
-Mayhew first asks if important laws
win enactment just as often under conditions of divided party control,
might they not be worse laws? Or in other words, does DIV control produce
defective legislation?
-Uses Nixon passing a large expansion
of entitlements into law but not regarding the effect of long-term costs
as an example
-Also sites a UNI control example-Lyndon
Johnson’s drive to pass as many Great Society bills as he could while his
sizable Democratic congressional majorities lasted. “Pass the bill now,
worry about its effect and implementation later”. The anti-poverty program
soon lost popular support and backing on Capitol Hill. Mayhew quotes Tocqueville
in describing democracy’s laws as “almost always defective or untimely”
in his conclusion that divided party control does not lower the quality
of statues overall.
-Mayhew discusses the issue of budgets
and the argument that a single ruling party would not create serious deficits
such as Reagan’s.
-Despite Reagan’s unusual request,
Congress agreed on severe tax cuts, heavy cuts in domestic spending, and
increased defense spending along with hands off Social Security.
-Mayhew goes on to argue that the policies
of individual presidents (such as Reagan) are to blame for the creation
of a deficit. Congress generally follows the lead on broad fiscal
policies”
-Mayhew uses multiple examples of DIV
control foreign policy matters to argue DIV control is not a negative influence:
Nixon’s opening to China and the Soviet Union, the Marshall Plan, and Bush
41’s liberation of Kuwait. There was little dissent in Congress on these
policies, he argues.
David R. Mayhew, “Divided We Govern”
Kevin Akins, Spring 2004
Divided government has existed since WWII,
with the Presidency and Congress being controlled by different political
parties.
Mayhew concludes that divided control
has not made a notable difference during
the post war, because of the varying role
parties play at the national level (“policy factions rather than governing
instruments”).
Five questions concerning unified control,
rather than divided control
1. Is it important that a law
win enactment under conditions of divided party control?
Under divided control,
coalitions emerge, which results in legislation often without clear ends
or efficient means in statutes; the effect of laws might also be lessened
(i.e. 1975 Energy Policy & Conservation Act).
Coalitions emerge, regardless of party,
as regional politics is a factor (i.e. “demonstration cities” Act of 1966).
Unified control can birth a frenzied
policy, as shown by LBJ’s Great Society; the Pres. Rushed bills into law,
while his Democratic Congress lasted, before fully thinking out the effects
of each article of legislation.
Divided party control does not lessen
statute quality.
2.Even if an important
statute passes under divided control, what about programmatic coherence
across statutes?
To understand this, there are two types of
coherence: ideological & budgetary
A. Ideological coherence
large collections of laws that have the same
ideological purpose. This has happened under both unified and divided governments
(i.e. LBJ & Reagan).
B. Budgetary coherence
A match between revenue and expenditure across
all government programs. Regarding deficits of the1980s, some argue that
unified party leadership would have eliminated monetary problems, but that
is hopeful at best. Deficits are exempt to partisan leadership.
3. Doesn’t government administration
suffer as a result of divided party control?
Some argue that the implication of
divided party control has increased “micro-managing.”
Both President & Congress monitor
the other, by increasing staff to watch daily actions.
Whether divided or unified, Presidency
and Congress know much about each other, bringing them closer through facts,
but sometimes polarizing them by being at varying ends on policy.
4. Does the conduct
of foreign policy suffer under divided party control?
Deadlocks are more likely to occur in divided
control.
Foreign policy control can be a domestic
conflict.
5. Are the country’s
lower-income strata served less well under
divided party control ?
Both parties attempt to benefit, whether
it is long-term scale or immediate government involvement.
Rich can prosper when the government does
nothing, but poorer are hurt w/o government participation.
These five questions are not the only
additional ones that might be asked about unified as opposed to divided
party control.
Political parties can be a powerful
instrument, but in the United States
they seem to play more of a role as policy
factions than in Britain, where they’re a governing instrument.
American politicians at the legislative
and executive levels have managed to navigate the last two centuries without
becoming minions of party leaders.
|
26: Nelson W. Polsby, "Institutionalization
of the US House"
Doug Fontaine, Spring 2008
- For a political system to be viable it must
be institutionalized
• Organizations must
be created and sustained that are specialized to political activity,
or the political system is unstable
• Also must be in some sense free and democratic
- The process of institutionalization is one
of the grand themes of the modern social science
- Institutionalized organizations have 3
major characteristics
• It is well bounded
• It is complex
• The organization tends to use universalistic
rather than particularistic criteria
- Merit system replaces favoritism and neopotism
- As an organization institutionalizes, it
stabilizes its membership, entry is more difficult, and turnover is less
frequent
- From the 18th – 19th centuries the house
had a 50% turnover in 15 elections
- In the 20th century the turnover has been
much less, the greatest turnover was 37.2% during the Roosevelt land slide
- The 1st 27 men who were speakers of the
house never died while in office
- The past 10 speakers of the house, 6 have
died while serving
- The decrease of newcomers in the house,
has stabilized the ways of doing business within the house
- Internal complexity
• Growth of autonomy
• Importance of committees
• Growth of specialized agencies of party
leadership
• Growth of office space, salaries, allowances,
staff aid, and committee staffs
- During the Hamilton era, no committees were
put into place
- Clay installed 5 house committees
- Influence of committees has increased during
the 20th century
- Differences between early and recent speakers
of the house
• Floor leaders in the 20th century
are officially designated, while in the 19th century they were informally
designated
• 20th century floor leaders are separated
from the committee system, while in the 19th century they were prominent
committees leaders
• 20th century floor leaders rely on
the whip system
- Growth of resources has increased complexity
- No one should serve as a chairman of more
than one committee
- This process develops professional norms
26: Nelson W. Polsby “Institutionalization
of the US House”
Kristin Goodrich, 2002
1. for a political system to be viable
must be institutionalized
2. for it to be free and democratic
found
for institutional representatives with diversity
3. Characteristics of institutionalize
1. well
bounded
2. complex
3. use
of universal rather than particular criteria
automatic rather than discretionary methods of conducting internal business
4. merit system replace favoritism and nepotism
5. as an organization institutionalizes it
stabilizes membership, entry is more difficult, turnover is less frequent
example: House of Representatives
18th-19th
centuries it had a 50% turnover in 15 elections
20th
century it has much less of a turnover
1st
27 men to be speaker of the House never died while serving
presently,
of the past 10, 6 have died while serving
6.internal complexity:
1. growth
of autonomy
2. importance
of committees
3. growth
specialized agencies of party leadership
4. growth
of office space, salaries, allowances, staff aid, and committee staffs
7. Hamilton era: no committees
8. Jefferson era: introduction to committees
9. influence of committees has increased
in 20th century
10. Henry Clay election 1810 increased committee
influence/ speaker
11. Seniority becomes more important and
influential within the House as the years pass between the 19th and the
20th century
12. differences:
1. floor
leaders 20th century are officially designated, 19th based on presidential
favor and personal prestige
2. 20th
floor leaders are separated from committees, 19th prominent committee leaders
3. 20th
floor leaders rely on whip system
13. growth of resources has caused increase
complexity
14. Increased division of labor within the
House allows rep. to be specialized and influential on key policy or committee
issues
15. process develops professional norms
|
Richard F. Fenno, Jr., "Congressmen In
Committees"
John Martin, Fall 2007
Fenno performed a study of six standing
committees in the House of Representatives:
Appropriations; Ways and Means; Interior; Post
Office; Education and Labor; and Foreign Affairs.
-
The six committees were examined and categorized
according to orientation:
-
mostly influence oriented (App. &
W and M),
-
mostly reelection oriented (Int. &
P.O.), and
-
mostly policy oriented (Ed. and L &
For. Aff.).
-
Fenno also found that committee patterns
based upon members’ goals correspond to patterns based on environmental
constraints.
-
App. & W and W (influence-oriented): parent
chamber served as most prominent environmental element; partisan
-
Int. & P.O. (reelection-oriented): clientele
groups were most prominent environmental element; pluralistic
-
Ed. and L & For. Aff. (policy-oriented):
virtually nothing in common with difficult behavior to describe;
complex
-
“Policy coalition” is defined as the interaction
of policy subjects and characteristics. This term provides another
aspect to a committee’s environment besides member’s goals and involves
active participation and constraints.
-
Fenno’s research concluded that members
of committees try to accommodate their personal goals to environmental
expectations by using broad guidelines for decision-making.
-
Fenno later sorted the six committees into
two groups based upon decision-making:
-
App./W and M/Int.- consensus on decision
rules led to success.
-
Ed. and L/For. Aff./P.O.- unable to formulate
consensus and resulted in dissatisfaction.
-
Success on the House floor depended upon
an agreement between committee members on an operative set of decision
rules, and successful decision rules tended to reflect a consensus among
committee members.
-
Fenno analyzed committee’s internal
decision-making processes and noted three factors:
-
Members’ goals.
-
Pressure from outside or interest groups.
-
Strategy to balance personal goals with environmental
constraints.
-
Decision-making autonomy assumed
high levels of committee member’s influence.
-
App./W and M/Int.- committee autonomy
successful due to similar sources and results.
-
Ed. and L/For. Aff./P.O.- committee autonomy
questionable because of emphasis on environmental impact.
-
Fenno explored external issues in regards
to committee members and discovered that success resulted from agreement
over decision-making rules, autonomy, consistency in House floor operations,
and independence.
-
Fenno kept the two groups of three committees
each to define corporate and permeable aspects:
-
App./W and M/Int.- corporate type of model with
more influence; independence appeared most important, strengthening the
feeling of group identity; corporate pride and identity; high levels of
activity also were essential.
-
Ed. and L/For. Aff./P.O.- permeable type
of model with a quicker response; committee activity and consensual goals
led to member satisfaction; greater environmental interest and influence.
-
(All Senate committees fall under the permeable/responsive
type of model.)
27: Richard F. Fenno, "Congressmen
in Committees"
Julie Stanton, 2002
-Committees within Congress are often based on
individual needs and what each man can "accomplish for their cause."
-Appropriations and Ways committees are populated
by influence oriented memebers.
-Interior and Post Office are populated mostly
by re-election-oriented members.
-Education and Labor and Foreign Affairs
are inhabited by mostly policy-oriented members.
-Committees with similair goal patterns should
display similair behaviors in order to reach their goals.
-Commitee environments have a large effect
on accomplishing goals.
Teams have to be united and work in a productive
environment to get anything done.
-On every committee, members try to accommodate
their personal goals,
-Each committee's inernal decision making
processes are shaped by it's members and their goals. A.k.a "decision making
autonomy" (looking out for ones home and what it wants)
-Utilizing distinctions between committees,
members and goals adds a voice for every cause. |